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Video Panel Session

Navigating the risk landscape: How to combat financial crime

Unstructured CPD qualifying

The ever-growing increase in Anti-Money Laundering (AML) and Know Your Client (KYC) requirements are driven by recent high-profile cases against large institutions, evolving domestic and international regulatory requirements, and political pressures. 

As such, it can be a daunting task for firms to navigate through these complex and technical AML/KYC requirements, leading to significant costs. 

Our team is deeply experienced in the ever-evolving risk landscape, having worked in enforcement and regulation themselves for many years. Join us as we sit down with three of the Ocorian team as we host an in-depth panel session focused on the key elements of AML/KYC compliance and discuss how firms can take steps forward to combat financial crime and navigate the risk of non-compliance. 

 

 

Panel session | Learning outcomes

  • Identify the key elements of AML/KYC compliance  
  • Understand how AML/KYC impacts all areas of your business from clients to third-party relationships
  • Acknowledge how modern technologies such as crypto and tokenisation impact investors and their compliance risk  
  • Recognise the consequences of non-compliance and the risks involved  

 

 

Watch ‘Navigating the risk landscape: How to combat financial crime’ using the form below:

Meet the panellists

Matthew

Matt Hazell
Managing Director – Newgate Compliance 

Matt has over 20 years of experience in the compliance and regulatory industry, holding roles as a regulator, consultant, and FCA Approved Person with several asset management firms. 

Rachel-circle

Rachel Gardiner
Head of Prescribed Roles 

Rachel is a technical specialist in AML/KYC regulation with experience in multiple global jurisdictions. 

 

Declan

Declan Ryan
Head of Investor Services 

Declan has nearly 20 years of experience in the alternative investment funds industry having worked in Ireland, China, and Luxembourg. 

 

Ocorian’s dedicated Financial Crime unit  

Ocorian’s dedicated Financial Crime unit seeks to offer support to our clients across all sectors and jurisdictions in a cost-effective and proportionate approach.
 
Our specialist Financial Crime unit comprises a team of experienced professionals who can:

  • Act as a seamless extension of your business, handling all day-to-day tasks from customer onboarding and periodic reviews to customer due diligence and KYC requirements.
  • Keep you up-to-date with evolving regulatory requirements and political pressures, providing you with the confidence you need to focus on what you do best.

 

Speak to the expert team

circle ricky

Ricky Popat
Business Development Director 
Ocorian